Associate Attorney - Compliance Job at James Search Group, New York, NY

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  • James Search Group
  • New York, NY

Job Description

Associate Attorney – Capital Markets – Securities – New York

About the Firm:

We are representing a prestigious mid-sized regional law firm headquartered in New York with a strong reputation for capital markets and securities law. This firm offers its attorneys the chance to work on complex transactions with a collaborative team in a supportive and dynamic environment. Known for its hands-on training and commitment to career development, this firm provides a clear path to advancement.

About the Role:

The firm is seeking a Midlevel Associate (2–5 years’ experience) to join its Capital Markets & Securities practice group. This hybrid role (three days in-office per week) is based in the firm’s Manhattan office and will focus on public and private offerings, SEC compliance, and general corporate governance matters.

What You’ll Do:

  • Advise clients on public offerings (IPOs, secondary offerings, SPACs), private placements, PIPEs, and other capital markets transactions
  • Draft and negotiate transaction documents, including registration statements, purchase agreements, and corporate governance policies
  • Counsel public companies on compliance with the Exchange Act, NYSE/Nasdaq requirements, and SEC rules
  • Assist in new entity formation and structuring of charters, bylaws, and other organizational agreements
  • Coordinate with issuers, underwriters, investment banks, and other stakeholders to manage the execution of complex transactions
  • Conduct diligence and review SEC filings and other disclosure documents

What We’re Looking For:

  • 2–5 years of capital markets and securities law experience at a law firm or comparable in-house role (prior SPAC experience is a plus)
  • Active membership in good standing with the New York Bar
  • Strong academic credentials
  • Proven drafting, analytical, and communication skills
  • Ability to manage multiple transactions and collaborate effectively across teams

What’s in It for You?

  • Opportunity to work on high-profile capital markets matters with significant client interaction
  • Supportive, collegial environment with hands-on training and mentorship
  • Competitive base salary range: $190,000 – $290,000
  • Various bonus programs and a full suite of benefits, including health, dental, vision, 401(k), wellness initiatives, and more
  • Hybrid work model (three days in-office per week)

This is a fantastic opportunity for a driven midlevel associate to take the next step in their capital markets career at a respected New York firm.

If you’d like to explore this opportunity further, let’s connect!

Job Tags

3 days per week,

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